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Pitfalls of non-compliance
With SRD II regulations now firmly established in most European countries, intermediaries potentially face severe penalties for breaching shareholder identification rules under SRD II.
However, with good planning and the right partners, not only can penalties be completely avoided, but intermediaries may improve their levels of client service through strong compliance.
Find out more about avoiding pitfalls in individual geographies across Europe, and how you can stay compliant, in this white paper brought to you by Proxymity, supported by data from international law firm, Clifford Chance LLP.
Download it below.
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