Subscribe
Quick links
Home News and analysis When the SEC calls: Recommendations for IROs caught up in an enforcement action over reporting or accounting issues

When the SEC calls: Recommendations for IROs caught up in an enforcement action over reporting or accounting issues

Author

Tim Human

5 MIN READ

Regulation

Q&A with David Oliwenstein, a partner at law firm Pillsbury Winthrop Shaw Pittman and former staffer at the SEC’s division of enforcement . . .

Enjoy unlimited access to this, all deep dives and more – for free!

Log in or create your free My IR – Essentials account to:

  • Get unlimited access to 50+ IR deep dives and best practice reports
  • Benchmark your IR program instantly with our new tool
  • Explore 100+ news analyses plus our exclusive CFO interviews
  • Save favorites and get personalized content on your dashboard
  • Enjoy 10% off all IR forums
Sign up now

TAGS:

SEC

Related content

Regulation

What the UK’s new securitization rules mean for issuers, investors and IROs, according to lawyers

Reporting & ESG

Inside the minds of SEC influencers: From the Friday night dump to the ‘sexiest’ reporting season

AI & Tech

Cyber-security exclusive: Inside the IR response to a major hack

Upcoming events

  • Corporate Governance Awards
    Thursday, November 6, 2025

    Corporate Governance Awards

    About the event WHEN WHERE VENUE_ADDRESS Awards by nomination Categories Awards by research Categories What our attendees say IR Rankings – LOCATION The IR Rankings – LOCATION report is the ultimate benchmarking resource for any IRO looking to improve their IR program. It provides detailed analysis and statistics on the…

    New York, US
  • Corporate Governance Forum
    Thursday, November 6, 2025

    Corporate Governance Forum

    The Corporate Governance Forum is back in New York on Thursday, November 6 to help corporate secretaries and general counsels improve board oversight and share governance best practices in a rapidly changing environment. We evaluate the implications of recent market and regulatory changes on the role of governance professionals and…

    New York, US
  • Forum – AI & Technology
    Wednesday, November 12, 2025

    Forum – AI & Technology

    About the event As more investors and corporate communication teams embrace AI, machine learning and emerging technologies to inform their decision making, investor relations professionals are facing a pivotal moment: adapt and lead, or risk falling behind. At this fast-moving stage of adoption, IR teams are asking important questions regarding…

    New York, US

Explore

Articles

Stay informed on critical issues affecting IR teams, gain expert analysis of market trends, buy-side insights, career advice, and more.

Explore articles

Peer comparison

Our new tool lets you benchmark your IR program against peers in your region and sector, uncover strengths, and identify areas for growth.

explore the tool

Playbooks

Packed with industry trends and insights that define best-in-class practices across key, practical, and timely aspects of an IRO’s role.

explore PLAYBOOKS

Research reports

Powered by the world’s largest survey of the buy side, sell side, and IR professionals, discover data-driven insights on running a successful IR program.

explore research reports
Andy White, Freelance WordPress Developer London